Overview

Estate, Financial, and Tax Planning Services

Do you need help with reviewing your financial, estate, and tax planning needs?  

As your personal circumstances change, you should regularly review and update your plans for investing, wealth transfer, and philanthropic gifting. With our integrated wealth advisory service, we can help you with the following:

• Financial Planning - we will work with you to achieve your long-term and short-term goals  
• Taxes - proper planning minimizes estate, gift and inheritance taxes   
• Estate Planning - developing a wealth transfer plan   
• Protection - trusts can protect your assets and help to preserve your wealth   
• Year-end gifting - achieve your asset transfer and philanthropic goals

Our knowledgeable team of investment professionals provides expertise in:

• Trading control and restricted stock      
• Asset management services
• Restricted stock trade execution with maximum benefit to our customers
• Management of venture capital distributions, stock option plans and directed share programs

Questions about SEC Rule 10b5-1? Simply put, this rule allows corporate executives, directors and other insiders to make continuing sales or purchases of their company's securities in strict accordance with pre-established trading plans, without regard to company trading windows and despite coming into possession of material non-public information at some point in time after the initiation of such a plan.

Looking for hedging alternatives? We can assist you with call or put transactions, cashless collars and variable forward transactions. We'll also help you structure your variable stock transaction if you're interested in monetizing your transaction.

Need help with customizing a stock repurchase program? Working together with management, our team can customize a stock repurchase program that maximizes every dollar spent while ensuring compliance with Rule 10b-18. Dedication to serving our clients is primary, which is why we offer:

• Focused approach - to long-term relationships   
• Experience in design and execution - our team is committed to ensuring compliance with SEC Rule 10b-18 and maximizing the client's purchase power